Guided Investing


In 2019, Merrill tasked us with developing an online account opening flow. They aimed to attract new and hesitant investors, avoiding the need for advisor conversations. The flow would allow users to open and manage accounts like IRAs and personal investing accounts.

My team at S&P Global specialized in creating investment tools for top banks, with a particular emphasis in algorithm-driven AI investing.


My role

  • Content and product design

  • Added to the design system

  • Revamped existing screens in onboarding flow

  • Redesigned summary screen

Constraints

  • Legal

  • Time

  • Development effort

  • Existing design system and brand

Rituals

  • Daily stand-up

  • Workshops once a week, designers rotated who ran them

  • Crit once a day, designers rotated who presented

  • Client presentations twice a week, designers rotated who presented

  • User interviews twice monthly

In this role, I led designs for Guided Onboarding and Investing projects, simplifying account setup and goal achievement. Personalized information reduces anxiety in investment decisions; flexibility empowers users to manage their finances without the need for a financial advisor. This is good for financial advisors and consumers, because AI can enable advisors to manage more clients, while the online account creation decreases wait time for users.

I utilized the existing onboarding flow, which previously served to facilitate a phone call between the user and an advisor. Making updates to this flow, The new flow is more dynamic and guides directly to online account creation.


Design principles

01

Customer confidence

Design interfaces that are reliable and transparent, ensuring users feel confident about their investment decisions.

02

Guiding users with honesty

Provide users with realistic projections and insights into the risks and rewards of their investment choices. By offering transparent information, users can make informed decisions aligned with their financial goals.

03

Simplifying complexity

Design interfaces that simplify the investment process, minimizing cognitive load and maximizing usability.


Original user flow


Wireframes


User flow version 1

Yellow:
Expanded content

Red:
New content


User flow final version

Red:
New content

Yellow:
Expanded content



Update highlight 1:
Expanded goal categories

  • Expanded available goal categories based on user feedback

  • Customized allocation recommendations and branching flows based on goal category selected

  • Updated design system card components


Update highlight 2:
Customizing allocations

  • Managing the allocation of your retirement savings across different asset classes like equity, fixed income, and liquid cash is important for several reasons, including risk management, time horizon, income needs, inflation protection, and flexibility and adaptability

  • Customizing asset allocations is a new feature, added only for users who select long-term goals like Retirement
    Advanced users can customize this, but a recommended split is set for you by default

  • Updated design system chart components


Update highlight 3:
Projection summary page

  • After a user gets through the onboarding flow, the last step before opening an account is reviewing your asset allocation and goal target

  • Based on feedback from users and financial advisors, we saw the most opportunity for improvement in this screen



Update highlight 3:
Projection summary page

  • In design iteration, we tried to make the page feel more interactive and functional- focussing on the goal target and goal editing, and condensing unnecessary information to reduce user confusion


Update highlight 3:
Projection summary page

  • Redesigned information hierarchy and shortened page height

  • Condensed graph usage into a stacked bar graph that doubles as a progress tracker
    Condensed sections and added tooltips for users who want more information, cleaning up the designs for users who don’t

  • Worked with the legal team to rewrite and reorganize legally necessary copy
    Users can now make recommended edits and see how those edits reflect in their estimated funding

  • We also added a “Save and Continue” and “Undo changes” bottom navigation option, so users can clearly save or revert editing changes

  • Collaborated with development after pushback to keep the chart interactive







  • Original go live: Jun 2020

  • Launched desktop first and quickly followed with mobile, because data showed a trend of more users creating accounts on mobile

  • Iterative changes until Feb 2021

  • Re-engaged with Merrill from August 2021-March 2023 to build out the advisor platform


Learning / Areas of improvement

01

Learned legal aspects of financial products, aligning designs with regulatory requirements.

02

Differentiated between Financial Advisors' counsel and non-expert advice, ensuring clarity and compliance.

03

Practiced delivering sensitive information to users with empathy and transparency.

04

Facilitated seamless teamwork across legal, development, financial advisory, and project management teams to address product complexities.

05

Familiarized myself with a complex design system, learning how to make updates and additions for the first time.